I believe that as an ADISA board member I can make a difference. With the strength of ADISA’s staff and members we have the intellectual capital and the network of resources to have a positive impact on outcomes for investors, sponsors, broker dealers, and all parties involved in the development, distribution, and management of alternative […]
Concerning Nomination to ADISA Board of Directors
BDs/RIAs should be aware of changes they may be seeing in current PPMs due to varying interpretations of the July 1, 2020 FINRA Regulatory Notice 20-21, providing guidance on NTM 2210, relating to communication with the public on DPPs. In the Notice FINRA indicates they may feel it unreasonable to have public communication which includes
BDs/RIAs – Something New and Different in Private Placement Disclosures
Current Private Equity Market in Covid environment vs. 2008-2009 Recession? Bain & Company, a specialized global consultant to the private equity (“PE”) industry, feels the PE market will behave more favorably in this current Covid environment versus the 2008-2009 global financial crisis (“GFC”). Credit markets have tightened, but not frozen. Banks are generally putting new
Outlook of Private Equity in COVID Environment
S&P Global* reports that CUSIP* request volume surged significantly across corporate and municipal issuers, reversing a trend of flat to declining volumes of the prior two months. The September volumes were driven by an almost 85% monthly increase in requests for corporate debt identifiers and an 18% request for corporate equity identifiers. North American corporate
CUSIP Volume Surges in September Led by Higher Corporate and Municipal Totals